• Investment Brokers and Dealers

The regulatory advice you need to thrive

In today’s shifting regulatory environment, investment dealers are facing more issues than ever before. With changing IIROC and MFDA requirements, organizations need someone who can help them meet the assurance, tax, and consulting requirements that come with introducing and carrying brokers.

Offering a wide range of services, our experienced professionals at BDO use their in-depth industry understanding to provide timely, results-focused advice. From business advisory services and innovative tax structuring to traditional accounting services, our dedicated industry practice helps our clients reach their goals while staying compliant.

We help our clients navigate the heightened financial reporting requirements and regulatory oversight they’re facing, every day. Despite the cost pressures, competition, and industry consolidation, BDO acts a trusted advisor and reliable business resource to each client we serve.