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Regulatory and Compliance

Ensuring regulatory compliance is critical to managing risk and increasing shareholder value. Legislators in both Canada and the United States are demanding increased management accountability through the establishment of an effective system of internal controls.

The Sarbanes-Oxley Act of 2002 in the US and the Canadian rules under Bill 198 have been a source of much discussion in the media and in boardrooms since their introduction. These rules and regulations have heightened management’s awareness regarding corporate governance. We offer the following line of regulatory and compliance specific services aimed at assisting your organization in meeting these strict legal requirements:

  • Sarbanes-Oxley and Bill 198 Readiness and Implementation
  • Corporate governance assessment
  • Internal audit function assessment
  • Quality assurance reviews

Remaining up-to-date with the legal requirements governing your organization and industry - while maintaining day-to-day operations - can be overwhelming and challenging. Our team of risk advisory services professionals understand the rules that govern your business and as such, are well-equipped to help you develop a compliance plan that will meet organizational goals, maximize business opportunities and minimize enterprise risks.

As an organization, you will be able to establish a sustainable framework that would satisfy compliance needs, as well as contribute to operational and process improvements. Using our proprietary methodologies and tools, BDO can advise and assist you throughout the entire process – from start to finish.

 
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BDO Canada LLP, a Canadian limited liability partnership, is a member of BDO International Limited, a UK company limited by guarantee, and forms part of the international BDO network of independent member firms.

BDO is the brand name for the BDO network and for each of the BDO Member Firms.